Compliance Manager
BANK OF CHINA
Vancouver, Canada, Canada
1d ago

Responsibilities :

  • Manage and implement OSFI E-13 Regulatory Compliance Management Program ( RCM);
  • Manage RCM tool as 2nd line of defense and roll out to 1st line of defense;
  • Manage RCM program planning, execution, reviewing, testing and reporting;
  • Document and mapping controls, identify control gaps and recommend action plans;
  • Partner with process owners in the establishment and on-going assessment of controls;
  • Maintain RCM process documentation (policies, procedures, narratives and control matrices, etc.);
  • Track and monitor controls, gaps, remediation and action plans, communicate to management;
  • Provide training and coaching to first line of defense about the program and tools;
  • Generate and tracking reports such as program status report, controls report, gap and remediation report;
  • Act as liaison between business lines, Compliance and Internal Audit;
  • Perform other ad-hoc duties.
  • Requirements / Qualifications :

  • Bachelor's degree or equivalent experience;
  • Minimum 3-5 years relevant internal controls, testing and compliance experience in the Canadian Banking Industry;
  • Banking RCM, SOX, Ethidex, project management skills preferred;
  • Familiarity with OSFIE-13, AML, Bank Act, Privacy and CASL regulations;
  • Ability to work in a timeline driven environment;
  • Excellent written and verbal communication and collaboration skills.
  • Apply
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