Legal advisor, regulatory
Fiera Capital
Montreal, QC
13d ago

With close to 750 employees, Fiera Capital Corporation, a leading independent asset management firm, is rapidly acquiring a global presence and reputation.

With $143 billion in assets under management (In Canadian dollars, as of September 30th, 2018), the firm offers institutional, private wealth and retail markets full-

service, integrated portfolio-management solutions that span a broad array of traditional and alternative asset classes.

Headquartered in Montreal, Fiera Capital also has offices in Toronto, Calgary, Vancouver and Halifax, as well as New York, Boston, Los Angeles and Dayton (Ohio) in the United States, London in the United Kingdom, Isle of Man and Frankfurt, Germany.

Fiera Capital trades under the ticker FSZ on the Toronto Stock Exchange.

POSITION SUMMARY :

Reporting to the Senior Vice President, Legal Affairs and Compliance, the candidate will assist the Vice President in all compliance and regulatory matters related to the Firm's investment activities.

Primary Responsibilities

  • Provide advice on compliance and regulatory matters governing the Firm, including its obligations under securities legislation and under legislation regulating its various products and services.
  • Review and update all policies and procedures that govern the Firm's investment activities, in accordance with applicable laws and regulations.
  • Advise on, and contribute to the development of, the Compliance Department's and the Firm’s overall governance policies and procedures.
  • Comply with the requirements of securities regulatory authorities regarding legal documentation that must be maintained by a full-
  • service portfolio advisor.

  • Analyze and interpret the legislation governing a portfolio manager, an investment fund manager and a public company, and implement any measures required to ensure compliance therewith.
  • Implement a regulatory watch of the various laws and regulations that govern the Firm’s activities in the various jurisdictions where it operates.
  • EDUCATION / ACCREDITATION :

  • Bachelor's degree in Law and member of the Barreau du Québec.
  • Specific skills and experience

  • Minimum of 3 years of experience in the securities industry
  • Bilingualism (English and French), spoken and written;
  • Ability to work under pressure, independence, discipline, initiative;
  • Excellent analysis and synthesis skills;
  • Ability to write clearly and concisely;
  • Excellent knowledge of the Microsoft Office suite (Outlook, Word, PowerPoint and Excel).
  • Fiera Capital is an equal opportunity employer. Our people are the most valuable asset we have and it is our mission to build an inclusive and equitable environment where everyone can reach their true potential.

    Fiera Capital will not tolerate discrimination or harassment. All aspects of employment including the decision to hire or promote, will be based on merit, competence, performance, and business needs.

    We welcome applications from qualified individuals from all backgrounds.

    Persons with disabilities who need accommodation in the application process, or those needing job postings in an alternative format, may e-

    mail a request to talent fieracapital.com

    We thank all applicants for showing an interest in a career with Fiera Capital. Only those selected for an interview will be contacted.

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