Operational Risk - Associate Director / Senior AVP
MUFG Investor Services
Halifax, Nova Scotia, Canada
6d ago

Job Description

  • Preparation / Review of periodic Risk and Control Self-Assessments of existing Operational Activities
  • Review of operational incidents, support Operations to resolve the error at hand and tracking the implementation appropriate protocols to mitigate the risk of reoccurrence
  • Conducting Third Party Risk Assessments and Change Risk Assessments on new services and / or activities
  • Production of various periodic and ad-hoc Operational Risk Reporting including statistical / trend analysis, remediation tracking and KRI / KPI management
  • Monitor staff adherence to compulsory Risk training programs and roll out training as required
  • Maintenance of risk systems
  • Conduct deep dive risk assessments or other projects as required
  • Study new and emerging international regulations relating to risk management
  • Work with the Director, Operational Risk and the Head of Risk to continuously assess and improve
  • Qualifications

  • 5+ years’ experience in operational risk management in a financial institution or compatible experience
  • Experience with and advanced understanding of risk frameworks and methodologies, incl. Risk and Controls Self-Assessments, Risk Assessments of new products / services, Third Party Risk Assessments
  • Knowledge and understanding of regulatory requirements for risk management
  • Experience in roles requiring product and process management & implementation.
  • Advanced proficiency in Microsoft Office, especially Excel
  • Experience in data visualization tools and risk systems preferred
  • Fund Administration experience preferred
  • Influencing and leadership skills
  • Professional qualification in risk or a related discipline would be preferred
  • Additional Information

    At MUFG Investor Services, we are exceptionally proud of our approach to Hybrid Working. It enables the flexibility to thrive from wherever our employees work and, stay connected to their team and our culture.

    When we make Hybrid Working plans, we get to know the individual and pride ourselves in underpinning all our decisions with fairness and consistency.

    MUFG Investor Services provides all of its employees with an extremely attractive compensation package. In addition to base salary, there is a group medical insurance scheme, group pension scheme, reimbursement of professional subscriptions, paid holidays and assistance towards gym memberships.

    We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted. If you are contacted for a job opportunity, please advise us of any accommodations needed to ensure fair and equitable access throughout the recruitment and selection process.

    All accommodation information provided will be treated as confidential and used only to provide an accessible candidate experience.

    MUFG is an equal opportunity employer.

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