The Investment Analyst, as a member of Investment Compliance team, provides 2nd line independent oversight of regulatory risk management framework within the Investment Division.
This includes providing guidance and liaising with the business in meeting their regulatory compliance obligations.
Prepare and analyze results of the daily, monthly and quarterly Equity Aggregation Reports to ensure compliance with Canadian and International Security Legislations
Responsible for the preparation, reconciliation and analysis of the quarterly reports including report for the Management Investment Reporting Committee and the Investment Committee of the Board
Perform second line compliance monitoring of processes, reports or tools to enable Investment Compliance to effectively oversee investment activities within the Division
Complete and maintain various databases including the Investment Compliance Policies and Procedures Manual
Conduct ongoing reviews of existing policies against current regulations to maintain mapping to ensure all relevant regulations are incorporated into management policies and processes;
participate in any policy development as required
Assess new and emerging regulations and create informative summaries describing implications for distribution to Investment Division leadership
Identifying efficiencies within current process which meet informational, monitoring and oversight requirements by using databases and other sources
Participate in projects and other duties as assigned
Qualifications and Competencies :
University level post secondary education in a related field
CFA Level 2 Candidate or higher will be considered an asset or CPA with completion of Canadian Securities Course or CFA Institute Investment Foundations Course (or willingness to complete course within first 12 months)
Strong analytical skills with the ability to interpret and understand complex finance and investment concepts, models and activities
Very good organizational skills with excellent attention to detail, ability to prioritize, multi-task and handle high volumes and meet deadlines
Strong level of flexibility, initiative and sense of urgency
Strong working knowledge in MS Access that can be demonstrated with the ability to effectively use Microsoft Office programs (Outlook, Excel, Word, PowerPoint)
Excellent verbal and written communication skills
Ability to work independently and collaboratively as part of a team
Discover your opportunity . Apply today!
Great-West Life offers competitive compensation, great benefits such as medical, dental, life insurance, wellness account and personal days not to mention onsite cafeteria and fitness facilities.
If you’d like to join our team submit your information online and introduce yourself.
Together Great-West Life, London Life and Canada Life serve the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States.
As members of the Power Financial Corporation group of companies, we’re one of Canada’s leading insurers with interests in life insurance, health insurance, investment and retirement savings.
We offer a broad portfolio of financial and benefit plan solutions for individuals, families, businesses and organizations.
We are committed to providing an inclusive, accessible environment, where all employees and customers feel valued, respected and supported.
We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee has the opportunity to reach their potential.
Great-West Lifeco would like to thank all applicants, however only those who qualify for an interview will be contacted.