Manager, TDS Equities Operations
Toronto, ON, CA
7h ago

Company Overview

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Department Overview

We are looking for an individual to lead a high functioning institutional equities operations desk with the desire to develop innovative and strategic solutions.

The candidate should have proven influencing, relationship management and client interaction skills. The team is directly involved with internal and external trade desks and clients.

Overall drive is to drive business development, process enhancements and improve client service levels while reducing risk.

This opportunity will give you the chance to flex your knowledge and experience in a dynamic environment.

Department Overview

With offices located around the world, the strength of TD Securities Global Operations and Business Services lies in the diverse and dynamic group of individuals who provide critical infrastructure services that support and / or control the trading, investment and corporate banking functions of TD Securities.

The Institutional Equities Operations team is part of Global Operations and Business Services and partners with multiple Sales & Trading teams and other areas within TD Securities globally to mitigate risk for the Dealer and our clients.

We are a global team responsible for managing operational risk to protect the accuracy and efficiency at every step the trade life cycle.

The team is heavily involved in strategic initiatives and projects, business development and process improvements to optimize efficiency, enhance client service levels and reduce risk.

Job Description

  • Develop and maintain sound working relationships with our clients and internal groups to ensure a high level of service is provided on an ongoing basis.
  • Overall accountability and governance of cash breaks and monthly reporting.
  • Ensure NI-24101 matching status is maintained
  • Set priorities and goals for team in both workflow and technology integration
  • Oversee CSA soft dollar program
  • Act as direct contact with low and high touch trade desks and IA’s
  • Liaise with clearing broker for identification of efficiencies and opportunities
  • Conducting performance reviews and ongoing 1 on 1 to keep the pulse of the team
  • Guide team with unified vision for accountability opportunity
  • Provide metrics for business to identify bottlenecks
  • Represent operations in new business development
  • Requirements

  • Ideally 6-8 years of progressive experience within capital markets, preferably in a Trade Support role with exposure to and in-depth Operational Knowledge of Institutional Equities Business
  • Hands on knowledge of New Issuance, NCIB workflows
  • End to end understanding of custodial and introducing broker relationships
  • Knowledge of CDS / DTC and Euroclear settlement activity
  • Working knowledge of OMGEO, SSCnet and CTM flows
  • Familiarity with Fidessa CTP and AS / 400 is an asset
  • Technical skills in automation including data analytics including tools such as VBA, Tableau, Alteryx, Python and UI Path
  • Education / Accreditations :

  • University or college degree in STEM related field
  • Securities accreditation is an asset
  • 37.5

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