Senior Compliance Officer (SCO)
On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Officer (SCO).
Senior Compliance Officer (SCO) Job Description
Reporting to the Senior Manager of the Wealth Compliance Canada Testing Team, the Senior Compliance Officer (SCO) will support the wealth testing and monitoring program.
The SCO models strong ethics, integrity and leadership to promote a positive work environment that fosters collaboration, innovation and synergies.
The SCO will be responsible for all aspects of assigned testing engagements and monitoring activities.
The role requires regular interaction and communication with business personnel.
Overall success is measured by timely completion of testing engagements and monitoring activities, the quality of the work performed, and the identification and risk-rating of key process and control gaps identified.
Plan and execute compliance testing programs and communicate compliance testing results
Identify and document regulatory compliance controls
Prepare documentation in accordance with established policies and standards
Budget and be responsible for tracking of work efforts versus budgets
Develop and execute monitoring activities
Provide knowledgeable recommendations to businesses for control improvements
Ensure key regulations and key regulatory changes are captured in assigned testing programs
Participate in business initiatives as assigned
Proactively contribute to team processes and projects
Seek process improvements and more efficient ways to deliver value to our businesses
Lead testing engagements and review the work of other testers
Senior Compliance Officer (SCO) Mandatory Skills
4+ years Risk Analyst experience
Experience with significant controls testing / Audit experience
Experience with Audit or Compliance testing
Able to read & interpret regulations & understand how they impact business partners
Exceptional communication skills (able to draft superior quality analyses)
Accounting designation (i.e. CPA, CA) or Audit Designation (CIA)
Ability to work independently, apply critical and strategic thinking to issues and make timely decisions
Strong problem-solving skills and ability to recommend value-added solutions
Strong relationship management skills and ability to work effectively within both enterprise and business level project groups
Strong collaborative skills and experience partnering with business units
Ability to manage multiple deadlines and priorities
Senior Compliance Officer (SCO) Nice to Have Skills
Experience from financial industry, (Compliance & Wealth)
CSC / CPH and other relevant industry courses
Senior Compliance Officer (SCO) - Assignment Start Date
ASAP 3 months to start
Senior Compliance Officer (SCO) - Assignment Location