Head of Broker Dealer Operations
eToro
24th floor, One Canada
10d ago

description

eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs.

Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading, blockchain and machine-

learning-based investment products. eToro is a regulated and secure platform, operating in full transparency with its clients’ interest in mind.

eToro’s award-winning trading and investing platform is home to millions of traders and investors in 140 countries. Join and enjoy a professional, rewarding job atmosphere at a company that puts on emphasis on professional standards, while keeping the workplace fun.

We offer competitive fees and great benefits for the right applicant.

eToro’s new U.S. office is looking for a Head of Broker Dealer Operations. This role will be responsible to ensuring that business offerings under FINRA and SEC jurisdictions are professionally managed in full compliance with all rules and regulations.

The ideal candidate will have an extensive and financial services management background. Proven track record in successfully navigating complex financial operations in a regulated environment.

What you’ll be doing

  • Setup and oversee all broker dealer operations
  • Prepare and manage various application processes from start to finish
  • Implement risk, fraud, and other monitoring controls across entirety of customer lifecycle (account opening, KYC, deposits, withdrawals, etc)
  • Drive automation of compliance and reporting
  • Supervise audits
  • Communicate directly with regulators and auditors
  • Inform senior management on optimizing operational strategies
  • requirements

    Want to Join? You'll need

  • Proven experience of interacting directly with the SEC and FINRA, preferably on novel fintech products
  • Deep and detailed understanding of Securities rules and regulations
  • Proven experience of applying rules and regulations to operating procedures, preferably in fintech product environments
  • Proven experience in overseeing broker dealer operations, preferably in retail facing applications
  • Demonstrated ability to guide and assist a securitization process
  • ATS operations experience is preferred
  • Must have Bachelor's degree or higher
  • Series 7, 24, 63 is required
  • 7-10 years experience in broker dealer operations
  • department

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