Wealth Operations & Processing Officer
The Bagg Group
Toronto, Ontario, CA
8h ago

Responsibilities :

  • Prioritize and manage own workload to meet SLA requirements for service and productivity
  • Follow firm and industry regulations and operating practices in completing and recording transactions for either the firm or clients
  • Escalate non-standard or high risk transactions or other activities as appropriate
  • Ensure documentation prepared / completed is accurate and properly reflects client / business intentions and is consistent with relevant rules / regulations
  • Complete investigations - report / escalate risk issues identified or process gaps
  • Access systems, know and apply system capabilities, ensure upload / download of information is completed timely and accurately
  • Assist in analysis, development, testing, and implementation of operating and process improvements
  • Job Requirements :

  • Good Verbal & written communication skills
  • Attention to detail
  • Excellent interpersonal skills
  • Ability to work independently and manage multi tasks at once
  • Commitment to client service excellence
  • Experience with accurately documenting & recording customer / client information
  • Education / Experience :

  • University degree (preferred in Business)
  • New grads or strong banking experience
  • 2-4+ years experience in Administration
  • Knowledge of Wealth management. (i.e. Product knowledge of account types & their functions)
  • Completion of Canadian Securities Course (CSC)
  • To Apply :

    Please click Apply Online or submit your resume by email to : BMRresume bagg.com

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